WOOD and Company Financial Services Ltd.

Advising on investments

• to corporates and significant shareholders on capital raisings
  We provide expert guidance to corporations and major shareholders to help them successfully navigate capital raising efforts. This includes strategic advice on equity and debt financing options, optimizing capital structure, and identifying the most suitable investors to ensure the best outcomes for our clients.

• to institutional investors on equities
  We offer comprehensive advisory services to institutional investors, assisting them in making informed decisions regarding equity investments. Our expertise includes market analysis, valuation assessments, and portfolio management strategies aimed at maximizing returns while managing risks.

Dealing in investments as an agent:

The Firm will act as an agent broker utilising its Sister Company in relation to equities transactions in the Emerging & Frontier Markets of Europe and Central Asia with its professional clients and eligible counterparties. The Firm’s agreements with its clients would clearly reference the fact that any order will be processed by the Sister Company, which maintains a specialist trading desk and all necessary operations departments and equipment in Prague. 

Production of investment research and provision of corporate access services: 

The Firm will provide independent investment research services as well as facilitate corporate access services. The Firm’s focus would be equities in the Emerging & Frontier Markets of Europe and Central Asia . 
The investment research team will be separate and independent of other members of the Firm and appropriate Chinese walls, both tangible and non, will be established (e.g. IT restrictions, office separation, printer controls). When producing investment research, the Firm will abide at all times with COBS 12 rules. 

Arranging transactions in and placing of financial instruments (without a firm commitment basis): 

The Firm will be marketing and seeking investors with regards to exisitng and new securities for transactions in the the Emerging & Frontier Markets of Europe and Central Asia . The Firm will not be undertaking, at any time, the regulated activity of underwriting financial instruments on a firm commitment basis.

WOOD and Company Financial Services Ltd is authorised and regulated by the Financial Conduct Authority (FRN 978402).